SFC Licences of KIM Seunghwan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LMR Partners Limited | RE | 9 | 12 May 2020 | |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 30 April 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 30 April 2020 |
| UBS Securities Asia Limited | RE | 2 | 31 August 2016 | 30 April 2020 |
| UBS Securities Asia Limited | RE | 1 | 31 August 2016 | 30 April 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 31 August 2016 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 31 August 2016 | 18 December 2016 |