SFC Licences of LIAO Wen-Yu 廖文瑀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 05 October 2016 | 16 June 2017 |