SFC Licences of LEE So Ching 李素楨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 05 October 2018 | 31 December 2018 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 15 March 2018 | 20 July 2018 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 02 November 2017 | 31 January 2018 |
| Formax Securities Limited 福億證券有限公司 | RE | 1 | 08 September 2016 | 01 November 2017 |