SFC Licences of ZHANG Xinming 張新明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 04 January 2019 | 15 September 2023 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 07 December 2018 | |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 07 December 2018 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 01 November 2016 | 15 October 2018 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 01 November 2016 | 15 October 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 08 September 2016 | 27 September 2016 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 08 September 2016 | 27 September 2016 |