SFC Licences of CALDWELL Harriet Anne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 31 January 2023 | |
| Merrill Lynch Far East Limited | RE | 1 | 07 June 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 September 2016 | 02 March 2022 |