SFC Licences of LAI Yeye 賴燁燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 12 June 2023 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 24 October 2019 | 17 April 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 July 2017 | 11 September 2019 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 23 September 2016 | 12 July 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 23 September 2016 | 12 July 2017 |