SFC Licences of SUN Kaiwen 孫凱文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 31 March 2022
CCB International Securities Limited 建銀國際證券有限公司 RE 4 02 October 2018 18 June 2021
China Tonghai Securities Limited 中國通海證券有限公司 RE 4 05 October 2016 07 September 2018