SFC Licences of SUN Kaiwen 孫凱文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 31 March 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 02 October 2018 | 18 June 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 05 October 2016 | 07 September 2018 |