SFC Licences of LO Siu Wan 羅少昀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
I Win Asset Management Limited 一盈資產管理有限公司	RO	9	09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司	RO	4	09 January 2023
I Win Securities Limited 一盈證券有限公司	RO	1	09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司	RE	9	31 October 2022	09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司	RE	4	31 October 2022	09 January 2023
I Win Securities Limited 一盈證券有限公司	RE	1	31 October 2022	09 January 2023
Bluemount Securities Limited 藍山證券有限公司	RO	4	15 February 2022	19 August 2022
Bluemount Securities Limited 藍山證券有限公司	RO	1	15 February 2022	19 August 2022
Bluemount Asset Management Limited 藍山資產管理有限公司	RE	9	20 July 2020	19 August 2022
Bluemount Securities Limited 藍山證券有限公司	RE	4	22 March 2019	15 February 2022
Bluemount Securities Limited 藍山證券有限公司	RE	1	22 March 2019	15 February 2022
Central Wealth Futures Limited 中達期貨有限公司	RE	5	05 April 2017	13 March 2019
Central Wealth Futures Limited 中達期貨有限公司	RE	2	05 April 2017	13 March 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	4	28 October 2016	13 March 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	28 October 2016	13 March 2019