SFC Licences of LO Siu Wan 羅少昀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Asset Management Limited 一盈資產管理有限公司 RO 9 09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司 RO 4 09 January 2023
I Win Securities Limited 一盈證券有限公司 RO 1 09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司 RE 9 31 October 2022 09 January 2023
I Win Asset Management Limited 一盈資產管理有限公司 RE 4 31 October 2022 09 January 2023
I Win Securities Limited 一盈證券有限公司 RE 1 31 October 2022 09 January 2023
Bluemount Securities Limited 藍山證券有限公司 RO 4 15 February 2022 19 August 2022
Bluemount Securities Limited 藍山證券有限公司 RO 1 15 February 2022 19 August 2022
Bluemount Asset Management Limited 藍山資產管理有限公司 RE 9 20 July 2020 19 August 2022
Bluemount Securities Limited 藍山證券有限公司 RE 4 22 March 2019 15 February 2022
Bluemount Securities Limited 藍山證券有限公司 RE 1 22 March 2019 15 February 2022
Central Wealth Futures Limited 中達期貨有限公司 RE 5 05 April 2017 13 March 2019
Central Wealth Futures Limited 中達期貨有限公司 RE 2 05 April 2017 13 March 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 28 October 2016 13 March 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 4 28 October 2016 13 March 2019