SFC Licences of TU Ying 涂穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 06 August 2018 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 06 August 2018 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 July 2018 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 17 July 2018 | |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 30 September 2016 | 26 June 2018 |