SFC Licences of TU Ying 涂穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 06 August 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 06 August 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 17 July 2018
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司
RE 1 30 September 2016 26 June 2018