SFC Licences of XIA Tenglei 夏滕磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 30 December 2022 | |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 30 December 2022 | |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 1 | 30 December 2022 | |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 | RE | 9 | 27 September 2019 | 03 December 2022 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 2 | 28 September 2018 | 06 September 2019 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 | RE | 1 | 28 September 2018 | 06 September 2019 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 | RE | 3 | 25 October 2017 | 06 September 2019 |
| Chaos International Financial Limited 混沌天成國際有限公司 | RE | 2 | 30 September 2016 | 13 March 2019 |