SFC licenceholder BII177 GLADSTONE George Alexander

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 June 2020

Institution Role Licences Start date End date
Ord Minnett Hong Kong Limited RO [9] (Asset Management) 02 May 2018
Ord Minnett Hong Kong Limited RO [1] (Dealing in Securities), [4] (Advising on Securities) 22 December 2017
Ord Minnett Hong Kong Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 October 2016 22 December 2017