SFC Licences of LI Yuan Hong 李沅鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 22 May 2023 | |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 08 May 2023 | |
| MFG Limited 峰滙金融集團有限公司 | RE | 9 | 14 December 2018 | 19 February 2023 |
| MFG Limited 峰滙金融集團有限公司 | RE | 4 | 14 December 2018 | 19 February 2023 |
| orientiert XYZ Securities Limited | RE | 9 | 23 May 2017 | 31 May 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 23 May 2017 | 31 May 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 13 October 2016 | 19 April 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 13 October 2016 | 19 April 2017 |