SFC Licences of RICE Eric Marshall

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 12 March 2018 16 March 2018
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 12 March 2018 16 March 2018
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 25 October 2016 28 October 2016
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 25 October 2016 28 October 2016