SFC Licences of HUI Jie 惠杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOSC International Securities Limited 上銀國際證券有限公司 | RO | 6 | 09 February 2023 | |
BOSC International Securities Limited 上銀國際證券有限公司 | RO | 4 | 09 February 2023 | |
BOSC International Securities Limited 上銀國際證券有限公司 | RO | 1 | 09 February 2023 | |
BOSC International Company Limited 上銀國際有限公司 | RO | 6 | 07 October 2021 | 17 May 2023 |
BOSC International Company Limited 上銀國際有限公司 | RO | 4 | 07 October 2021 | 17 May 2023 |
BOSC International Company Limited 上銀國際有限公司 | RO | 1 | 07 October 2021 | 17 May 2023 |
BOSC International Company Limited 上銀國際有限公司 | RE | 6 | 22 July 2019 | 07 October 2021 |
BOSC International Company Limited 上銀國際有限公司 | RE | 4 | 15 March 2019 | 07 October 2021 |
BOSC International Company Limited 上銀國際有限公司 | RE | 1 | 15 March 2019 | 07 October 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 October 2016 | 21 July 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 October 2016 | 21 July 2018 |