SFC Licences of YUAN Siqing 袁思青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 17 September 2019 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 16 September 2019 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 16 July 2019 | 26 July 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 23 October 2017 | 06 June 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 23 October 2017 | 06 June 2019 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 18 November 2016 | 29 September 2017 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 18 November 2016 | 29 September 2017 |