SFC Licences of KUO Chien Liang 郭建良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 09 October 2018 | 23 November 2019 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 15 November 2017 | 17 July 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 November 2016 | 01 July 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 14 November 2016 | 01 July 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 14 November 2016 | 01 July 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 14 November 2016 | 01 July 2017 |