SFC Licences of LI Da 李達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 11 October 2018 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 12 July 2017 | 13 June 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 17 November 2016 | 13 June 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 17 November 2016 | 13 June 2018 |