SFC Licences of GU Hanyu 顧寒宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 29 November 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 04 November 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 04 November 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 6 07 December 2016 30 August 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 1 07 December 2016 30 August 2019