SFC Licences of GU Hanyu 顧寒宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 29 September 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 29 September 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 29 November 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 04 November 2019 | 29 September 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 November 2019 | 29 September 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 07 December 2016 | 30 August 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 07 December 2016 | 30 August 2019 |