SFC Licences of MAK Yun Shum 麥潤琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RaffAello Securities (HK) Limited | RE | 4 | 20 November 2018 | 31 December 2020 |
RaffAello Securities (HK) Limited | RE | 1 | 20 November 2018 | 31 December 2020 |
RaffAello Securities (HK) Limited | RE | 1 | 20 January 2017 | 21 March 2017 |