SFC Licences of LAM Bun Hei 林品希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RaffAello Investment Management (HK) Limited | RO | 9 | 23 March 2021 | |
RaffAello Securities (HK) Limited | RO | 4 | 13 November 2020 | |
RaffAello Securities (HK) Limited | RO | 1 | 27 April 2020 | |
RaffAello Capital Limited | RE | 6 | 08 March 2019 | |
RaffAello Securities (HK) Limited | RE | 4 | 05 July 2017 | 13 November 2020 |
RaffAello Securities (HK) Limited | RE | 1 | 10 January 2017 | 27 April 2020 |