SFC Licences of TO Yuen Ting 陶婉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 9 | 02 December 2021 | 15 May 2022 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 4 | 02 December 2021 | 15 May 2022 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 18 September 2018 | 07 April 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 18 September 2018 | 07 April 2021 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 18 September 2018 | 07 April 2021 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 04 January 2017 | 31 March 2017 |