SFC Licences of SHUM Hiu Tung 沈曉桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 10 June 2019 | 29 April 2021 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 16 December 2016 | 26 April 2019 |