SFC Licences of LAU Tse Yan 劉祉慇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 9 | 23 July 2020 | 01 July 2022 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 4 | 23 July 2020 | 01 July 2022 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 30 April 2019 | 21 June 2020 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 04 April 2019 | 21 June 2020 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 04 April 2019 | 21 June 2020 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 28 December 2016 | 08 March 2019 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 28 December 2016 | 08 March 2019 |