SFC Licences of ZHAO Shuqin 趙書琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 07 November 2019 | |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 09 October 2019 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 25 September 2019 | 27 September 2019 |
| TCW Asia Limited 威信基金管理有限公司 | RE | 1 | 02 February 2017 | 30 August 2019 |