SFC Licences of MINAKI Tomoya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 | RE | 9 | 18 July 2023 | |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2021 | 13 June 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 02 September 2021 | 13 June 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 September 2021 | 13 June 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 17 January 2017 | 25 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 January 2017 | 25 January 2017 |