SFC Licences of LU Yuan-chung 陸源忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 4 | 29 March 2017 | 08 March 2019 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 1 | 29 March 2017 | 08 March 2019 |