SFC Licences of LI Na 李娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited | RE | 4 | 09 November 2021 | 19 October 2022 |
| Goldhorse Capital Management (HK) Limited | RE | 1 | 09 November 2021 | 19 October 2022 |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 4 | 15 July 2021 | 10 September 2021 |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 1 | 15 July 2021 | 10 September 2021 |
| Lake Bleu Capital (Hong Kong) Limited 清池資本（香港）有限公司 | RE | 9 | 16 January 2020 | 07 February 2020 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RE | 4 | 20 January 2017 | 20 December 2018 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RE | 9 | 20 January 2017 | 20 December 2018 |