SFC Licences of XIA Yun 夏云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 1 | 24 July 2017 | 16 April 2021 |
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 4 | 24 July 2017 | |
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 9 | 02 February 2017 |