SFC Licences of XU Lu 徐璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 September 2021 | 17 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 September 2021 | 17 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 September 2021 | 17 November 2023 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 January 2020 | 23 July 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 29 January 2020 | 23 July 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 29 January 2020 | 23 July 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 29 January 2020 | 23 July 2021 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 22 February 2017 | 01 February 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 22 February 2017 | 01 February 2019 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 22 February 2017 | 01 February 2019 |