SFC Licences of HO Sung Chau 何崇舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 23 August 2021 | 03 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 August 2021 | 03 August 2023 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 08 October 2019 | 24 June 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 08 October 2019 | 24 June 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 December 2018 | 24 June 2021 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 03 March 2017 | 15 November 2018 |