SFC Licences of CHAN Pui Yin 陳沛言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 05 October 2020 | 17 October 2022 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 05 October 2020 | 17 October 2022 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 14 September 2020 | 17 October 2022 |
| Alliance Asset Management Limited 同人資産管理有限公司 | RE | 9 | 11 April 2018 | 06 September 2020 |
| DES Asset Management Limited | RE | 9 | 18 April 2017 | 11 March 2018 |