SFC licenceholder BJG454 ZHAO Chen 趙琛
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 25 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 21 May 2018 | |
| Haitong International Research Limited 海通國際研究有限公司 | RE | [4] (Advising on Securities) | 17 March 2017 | 07 April 2018 |