SFC licenceholder BJG454 ZHAO Chen 趙琛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 21 May 2018
Haitong International Research Limited 海通國際研究有限公司 RE [4] (Advising on Securities) 17 March 2017 07 April 2018