SFC licenceholder BJG454 ZHAO Chen 趙琛
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-05-21 | |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 (Advising on Securities) | 2017-03-17 | 2018-04-07 |