SFC Licences of ZHAO Chen 趙琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 10 February 2022 | |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 10 February 2022 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 21 May 2018 | 24 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 21 May 2018 | 24 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 21 May 2018 | 24 November 2021 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 17 March 2017 | 07 April 2018 |