SFC licenceholder BJG454 ZHAO Chen 趙琛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-05-21
Haitong International Research Limited 海通國際研究有限公司 RE 4 (Advising on Securities) 2017-03-17 2018-04-07