SFC Licences of VAN VLIET Nicolas Rudolf

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RE	4	23 August 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RE	1	23 August 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RO	4	07 February 2022	23 August 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RO	1	07 February 2022	23 August 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RE	4	18 September 2019	07 February 2022
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司	RE	1	18 September 2019	07 February 2022
Forsyth Barr Asia Limited	RE	4	24 December 2018	30 July 2019
Forsyth Barr Asia Limited	RE	1	24 December 2018	30 July 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	20 March 2018	23 November 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	20 March 2018	23 November 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	20 March 2018	23 November 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	10 April 2017	23 November 2018