SFC Licences of PAL Suneil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vantage Capital Markets HK Limited | RO | 1 | 06 January 2022 | 17 August 2023 |
Vantage Capital Markets HK Limited | RE | 1 | 22 June 2020 | 06 January 2022 |
Tullett Prebon (Hong Kong) Limited | RO | 7 | 17 October 2019 | 30 April 2020 |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 17 October 2019 | 30 April 2020 |
Tullett Prebon (Hong Kong) Limited | RE | 7 | 05 August 2019 | 17 October 2019 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 05 August 2019 | 17 October 2019 |
Vantage Capital Markets HK Limited | RO | 1 | 31 May 2018 | 12 March 2019 |
Vantage Capital Markets HK Limited | RE | 1 | 27 April 2017 | 31 May 2018 |