SFC Licences of LI Haopeng 李昊鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 9 | 02 January 2024 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 02 January 2024 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 02 January 2024 | |
| Alpha Win Capital Limited 中源國際資本有限公司 | RE | 9 | 03 September 2020 | 30 June 2023 |
| Alpha Win Capital Limited 中源國際資本有限公司 | RE | 4 | 03 September 2020 | 30 June 2023 |
| Alpha Win Capital Limited 中源國際資本有限公司 | RE | 1 | 03 September 2020 | 30 June 2023 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 12 April 2017 | 01 April 2019 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 12 April 2017 | 01 April 2019 |