Current licenceholders of BNI045 Alpha Win Capital Limited 中源國際資本有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
TAO Nina Chih-Yu 陶芝宇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-01-11 |
WANG Kaifeng 王開峰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-12-21 |
CHEN Zheqi 陳哲琦 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-09 |
CHEN Jianfeng Peter 陳劍鋒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-11-05 |
LI Haopeng 李昊鵬 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-03 |
LI Ying 李鷹 | RO | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-20 |
HU Jing 胡靜 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-06-01 |
CHING Kwan Leung 程均亮 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-03-06 |