SFC Licences of YAMADA Kiyoshi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RO | 4 | 16 June 2017 | 27 May 2019 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RO | 2 | 16 June 2017 | 27 May 2019 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RO | 1 | 16 June 2017 | 27 May 2019 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 15 May 2017 | 16 June 2017 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 2 | 15 May 2017 | 16 June 2017 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 15 May 2017 | 16 June 2017 |