SFC Licences of WANG Tong 王桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 July 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 July 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 June 2019 | 31 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 June 2019 | 31 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 June 2019 | 31 May 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 13 August 2018 | 03 May 2019 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 June 2017 | 03 May 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 19 April 2017 | 03 May 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 19 April 2017 | 03 May 2019 |