SFC Licences of WANG Tong 王桐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 09 July 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 09 July 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 05 June 2019 31 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 05 June 2019 31 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 05 June 2019 31 May 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 13 August 2018 03 May 2019
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 June 2017 03 May 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 19 April 2017 03 May 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 19 April 2017 03 May 2019