SFC Licences of LI Tinghui 李庭輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Roofer Asset Management Limited 路華資產管理有限公司 | RE | 9 | 11 January 2024 | |
Roofer Securities Limited 路華證券有限公司 | RE | 4 | 11 January 2024 | |
Roofer Securities Limited 路華證券有限公司 | RE | 1 | 11 January 2024 | |
HTF Securities Limited 瑞豐國際證券有限公司 | RE | 9 | 13 September 2019 | 20 July 2022 |
HTF Securities Limited 瑞豐國際證券有限公司 | RE | 4 | 13 September 2019 | 20 July 2022 |
HTF Securities Limited 瑞豐國際證券有限公司 | RE | 1 | 23 July 2019 | 20 July 2022 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 27 April 2017 | 29 May 2019 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 27 April 2017 | 29 May 2019 |