SFC Licences of LI Gaosheng 李高生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Axis Capital Management Limited 縱橫資產管理有限公司 | RO | 9 | 19 February 2024 | |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RO | 4 | 19 February 2024 | |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RE | 9 | 23 January 2024 | 19 February 2024 |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RE | 4 | 23 January 2024 | 19 February 2024 |
| Direction Capital Limited 方向資本有限公司 | RO | 9 | 10 January 2023 | 08 September 2023 |
| Direction Capital Limited 方向資本有限公司 | RO | 4 | 10 January 2023 | 08 September 2023 |
| Direction Capital Limited 方向資本有限公司 | RE | 9 | 17 November 2022 | 10 January 2023 |
| Direction Capital Limited 方向資本有限公司 | RE | 4 | 17 November 2022 | 10 January 2023 |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RO | 9 | 26 May 2021 | 31 October 2022 |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RO | 4 | 26 May 2021 | 31 October 2022 |
| Axis Capital Management Limited 縱橫資產管理有限公司 | RE | 9 | 31 August 2018 | 26 May 2021 |
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 05 May 2017 | 28 February 2018 |