SFC Licences of QIU Yizhou 邱一舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 5 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 4 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 9 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 4 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 24 May 2019 | 12 June 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 6 | 17 April 2018 | 12 June 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 4 | 17 April 2018 | 12 June 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 1 | 17 April 2018 | 12 June 2021 |