SFC Licences of XIN Yimo 辛漪默
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 18 November 2022 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 18 November 2022 | |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 16 June 2022 | 12 August 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 23 May 2017 | 23 January 2020 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 23 May 2017 | 23 January 2020 |