SFC Licences of LOPEZ Todd Damon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 18 October 2019 | 25 October 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 October 2019 | 25 October 2019 |
| UBS Securities Asia Limited | RE | 2 | 18 October 2019 | 25 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 18 October 2019 | 25 October 2019 |
| UBS Securities Hong Kong Limited | RE | 2 | 07 May 2018 | 11 May 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 07 May 2018 | 11 May 2018 |
| UBS Securities Asia Limited | RE | 2 | 07 May 2018 | 11 May 2018 |
| UBS Securities Asia Limited | RE | 1 | 07 May 2018 | 11 May 2018 |
| UBS Securities Hong Kong Limited | RE | 2 | 13 October 2017 | 20 October 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 13 October 2017 | 20 October 2017 |
| UBS Securities Asia Limited | RE | 2 | 13 October 2017 | 20 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 13 October 2017 | 20 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 09 June 2017 |