SFC Licences of LI Nan 李楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 30 October 2017 | 13 December 2019 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 30 October 2017 | 13 December 2019 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 30 October 2017 | 13 December 2019 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 14 June 2017 | 23 August 2017 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 14 June 2017 | 23 August 2017 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 14 June 2017 | 23 August 2017 |