SFC Licences of NICHOLAS Adrian Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 02 June 2017 | 07 June 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 02 June 2017 | 07 June 2017 |