SFC Licences of MO Nga Kiu 毛雅橋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 20 July 2022 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 July 2022 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 August 2018 | 10 July 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 August 2018 | 10 July 2022 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 14 July 2017 | 31 May 2018 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 14 July 2017 | 31 May 2018 |