SFC Licences of CHUNG Tsz Yan 鍾芷茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 19 January 2024 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 19 January 2024 | |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 04 February 2022 | 31 December 2023 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 04 February 2022 | 31 December 2023 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 04 February 2022 | 31 December 2023 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 04 February 2022 | 31 December 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 04 February 2022 | 31 December 2023 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 June 2017 | 07 January 2022 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 19 June 2017 | 07 January 2022 |