SFC Licences of LI Yuyu 李育禹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 RE 9 14 December 2021 21 November 2023
Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 RE 4 14 December 2021 21 November 2023
Leading Securities Company Limited 立鼎證券有限公司 RE 9 17 February 2021 11 June 2021
Leading Securities Company Limited 立鼎證券有限公司 RE 4 16 September 2019 11 June 2021
Leading Securities Company Limited 立鼎證券有限公司 RE 1 16 September 2019 11 June 2021
Leading Securities Company Limited 立鼎證券有限公司 RE 9 16 August 2018 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 4 16 August 2018 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 1 16 August 2018 17 May 2019
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 RE 9 11 January 2018 31 July 2018
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 RE 1 01 August 2017 31 July 2018
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 RE 4 01 August 2017 31 July 2018