SFC Licences of LUK Tan 陸丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wan Lung Securities Limited 萬隆證券有限公司 RO 9 27 September 2022
Wan Lung Securities Limited 萬隆證券有限公司 RO 4 27 September 2022
Wan Lung Securities Limited 萬隆證券有限公司 RO 1 27 September 2022
Wan Lung Securities Limited 萬隆證券有限公司 RE 9 09 September 2022 27 September 2022
Wan Lung Securities Limited 萬隆證券有限公司 RE 4 09 September 2022 27 September 2022
Wan Lung Securities Limited 萬隆證券有限公司 RE 1 09 September 2022 27 September 2022
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 9 10 August 2021 11 July 2022
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 4 10 August 2021 11 July 2022
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RO 1 10 August 2021 11 July 2022
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 9 15 December 2017 10 August 2021
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 4 15 December 2017 10 August 2021
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 1 01 November 2017 10 August 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 11 September 2017 27 September 2017
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 03 August 2017 27 September 2017