SFC Licences of LI Xingyan 李星言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 September 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 September 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 August 2017 | 10 August 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 07 August 2017 | 10 August 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 August 2017 | 10 August 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 August 2017 | 10 August 2018 |